Posts Tagged ‘Compliance’
November 1st, 2012
Conflict of Interest
Sometimes I want to scream at professionals who are just not thinking, or accuse them of complicity because what they have done is so egregious. In a recent matter a [...]
October 1st, 2012
CPA’s Are Accountants Not Security Experts
From the AICPA Web Site SOC 2 Report on Controls at a Service Organization Relevant to Security, Availability, Processing Integrity, Confidentiality or Privacy These reports are intended to meet the [...]
May 1st, 2012
Myanmar
In the April edition of the Aegis Journal we discussed a client who we felt was more or less “uncoachable”. But yet, in his defense, we can see many more [...]
March 1st, 2012
Sanctions and Compliance, A Cautionary Tale…
On February 24, 2012, the US Treasury’s Office of Foreign Asset Control (OFAC) announced the following Civil Money Penalty Information: “Online Micro, LLC Settles Iran Export Apparent Violations: Online Micro, [...]
March 1st, 2012
FATF 2012 AML Recommendations
On 16 February 2012, the Financial Action Task Force (FATF), the global standard setting body for anti-money laundering and combating the financing of terrorism (AML/CFT) , published the following public [...]
